Skip to contentTitle 17 — Commodity and Securities Exchanges
- Chapter I Commodity Futures Trading Commission
- Part 1 – General Regulations Under the Commodity Exchange Act 10 pending
- Part 2 – Official Seal
- Part 3 – Registration 1 pending
- Part 4 – Commodity Pool Operators and Commodity Trading Advisors 3 pending
- Part 5 – Off-Exchange Foreign Currency Transactions
- Part 7 – Registered Entity Rules Altered or Supplemented by the Commission
- Part 9 – Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions
- Part 10 – Rules of Practice
- Part 11 – Rules Relating to Investigations
- Part 12 – Rules Relating to Reparations
- Part 13 – Procedures for Petitions for Rulemaking
- Part 14 – Rules Relating to Suspension or Disbarment from Appearance and Practice
- Part 15 – Reports—General Provisions 1 pending
- Part 16 – Reports by Contract Markets and Swap Execution Facilities 1 pending
- Part 17 – Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers 1 pending
- Part 18 – Reports by Traders
- Part 19 – Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton
- Part 20 – Large Trader Reporting for Physical Commodity Swaps
- Part 21 – Special Calls
- Part 22 – Cleared Swaps
- Part 23 – Swap Dealers and Major Swap Participants 2 pending
- Part 30 – Foreign Futures and Foreign Options Transactions 1 pending
- Part 31 – Leverage Transactions
- Part 32 – Regulation of Commodity Option Transactions
- Part 33 – Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery
- Part 34 – Regulation of Hybrid Instruments
- Part 35 – Swaps in an Agricultural Commodity (Agricultural Swaps)
- Part 36 – Trade Execution Requirement 1 pending
- Part 37 – Swap Execution Facilities 3 pending
- Part 38 – Designated Contract Markets 4 pending
- Part 39 – Derivatives Clearing Organizations 3 pending
- Part 40 – Provisions Common to Registered Entities 3 pending
- Part 41 – Security Futures Products 1 pending
- Part 42 – Anti-Money Laundering, Terrorist Financing
- Part 43 – Real-Time Public Reporting 2 pending
- Part 44 – Interim Final Rule for Pre-Enactment Swap Transactions
- Part 45 – Swap Data Recordkeeping and Reporting Requirements 2 pending
- Part 46 – Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
- Part 48 – Registration of Foreign Boards of Trade 1 pending
- Part 49 – Swap Data Repositories 2 pending
- Part 50 – Clearing Requirement and Related Rules 1 pending
- Part 75 – Proprietary Trading and Certain Interests in and Relationships with Covered Funds
- Part 100 – Delivery Period Required
- Part 140 – Organization, Functions, and Procedures of the Commission
- Part 141 – Salary Offset
- Part 142 – Indemnification of CFTC Employees
- Part 143 – Collection of Claims Owed the United States Arising from Activities Under the Commission's Jurisdiction
- Part 144 – Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court
- Part 145 – Commission Records and Information
- Part 146 – Records Maintained on Individuals 2 pending
- Part 147 – Open Commission Meetings
- Part 148 – Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission
- Part 149 – Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission
- Part 150 – Limits on Positions
- Part 155 – Trading Standards
- Part 156 – Broker Associations
- Part 160 – Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act
- Part 162 – Protection of Consumer Information Under the Fair Credit Reporting Act
- Part 165 – Whistleblower Rules
- Part 166 – Customer Protection Rules
- Part 170 – Registered Futures Associations
- Part 171 – Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
- Part 180 – Prohibition Against Manipulation
- Part 190 – Bankruptcy Rules
- Chapter II Securities and Exchange Commission
- Part 200 – Organization; Conduct and Ethics; and
Information and Requests 4 pending
- Part 201 – Rules of Practice 1 pending
- Part 202 – Informal and Other Procedures
- Part 203 – Rules Relating to Investigations
- Part 204 – Rules Relating to Debt Collection
- Part 205 – Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer
- Part 209 – Forms Prescribed Under the Commission's Rules of Practice
- Part 210 – Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975 4 pending
- Part 211 – Interpretations Relating to Financial Reporting Matters
- Part 227 – Regulation Crowdfunding, General Rules and Regulations
- Part 229 – Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K 6 pending
- Part 230 – General Rules and Regulations, Securities Act of 1933 7 pending
- Part 231 – Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder
- Part 232 – Regulation S-T—General Rules and Regulations for Electronic Filings 7 pending
- Part 239 – Forms Prescribed Under the Securities Act of 1933 9 pending
- Part 240 – General Rules and Regulations, Securities Exchange Act of 1934 14 pending
- Part 241 – Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder 1 pending
- Part 242 – Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures 4 pending
- Part 243 – Regulation FD
- Part 244 – Regulation G
- Part 245 – Regulation Blackout Trading Restriction
- Part 246 – Credit Risk Retention
- Part 247 – Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker
- Part 248 – Regulations S-P, S-AM, and S-ID
- Part 249 – Forms, Securities Exchange Act of 1934 10 pending
- Part 249b – Further Forms, Securities Exchange Act of 1934
- Part 250 – Cross-Border Antifraud Law-Enforcement Authority
- Part 255 – Proprietary Trading and Certain Interests in and Relationships with Covered Funds
- Part 256 – Financial Data Transparency
- Part 260 – General Rules and Regulations, Trust Indenture Act of 1939 2 pending
- Part 261 – Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations Thereunder
- Part 269 – Forms Prescribed Under the Trust Indenture Act of 1939
- Part 270 – Rules and Regulations, Investment Company Act of 1940 7 pending
- Part 271 – Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations Thereunder
- Part 274 – Forms Prescribed Under the Investment Company Act of 1940 6 pending
- Part 275 – Rules and Regulations, Investment Advisers Act of 1940 6 pending
- Part 276 – Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations Thereunder
- Part 279 – Forms Prescribed Under the Investment Advisers Act of 1940 3 pending
- Part 281 – Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act
- Part 285 – Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act
- Part 286 – General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank Act
- Part 287 – General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank Act
- Part 288 – General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank Act
- Part 289 – General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation Act
- Part 290 – General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development Act
- Part 300 – Rules of the Securities Investor Protection Corporation
- Part 301 – Forms, Securities Investor Protection Corporation
- Part 302 – Orderly Liquidation of Covered Brokers or Dealers
- Chapter IV Department of the Treasury
- Subchapter A Regulations Under Section 15C of the Securities Exchange Act of 1934
- Subchapter B Regulations Under Title II of the Government Securities Act of 1986