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Code of Federal Regulations › Title 17 › Part 420

Part 420 — Large Position Reporting

Current through Aug 17, 2026

Authority: 15 U.S.C. 78o-5(f).

Source: 79 FR 73414, Dec. 10, 2014, unless otherwise noted.

Sections

§ 420.1 Applicability.
§ 420.2 Definitions.
§ 420.3 Reporting.
§ 420.4 Recordkeeping.
§ 420.5 Applicability date.
Appendix A to Part 420—Separate Reporting Entity
Appendix B to Part 420—Sample Large Position Report

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