Part 9 — Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions
Current through Aug 17, 2026
Authority: 7 U.S.C. 1a, 2, 6b-1, 6c, 7, 7a-2, 7b-3, 8, 9, 9a, 12, 12a, 12c, 13b, 16a, 18, 19, and 21.
Source: 52 FR 25366, July 7, 1987, unless otherwise noted.
Sections
- § 9.1 Scope of rules.
- § 9.2 Definitions.
- § 9.3 Provisions referenced.
- § 9.4 Filing and service; official docket.
- § 9.5 Motions.
- § 9.6 Sanctions for noncompliance.
- § 9.7 Settlement.
- § 9.8 Practice before the Commission.
- § 9.9 Waiver of rules; delegation of authority.
- § 9.10 [Reserved]
- § 9.11 Form, contents and delivery of notice of disciplinary or access denial action.
- § 9.12 Effective date of disciplinary or access denial action.
- § 9.13 Publication of notice.
- §§ 9.14-9.19 [Reserved]
- § 9.20 Notice of appeal.
- § 9.21 Record of exchange proceeding.
- § 9.22 Appeal brief.
- § 9.23 Answering brief.
- § 9.24 Petition for stay pending review.
- § 9.25 Limited participation of interested persons.
- § 9.26 Participation of Commission staff.
- §§ 9.27-9.29 [Reserved]
- § 9.30 Scope of review.
- § 9.31 Commission review of disciplinary or access denial action on its own motion.
- § 9.32 Oral argument.
- § 9.33 Final decision by the Commission.