17 CFR § 5.4 Off-Exchange Foreign Currency Transactions

§ 5.4 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.

Current through Aug 17, 2026 · Read all of Part 5

Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.

← § 5.3 Registration of persons engaged in retail forex transactions.§ 5.5 Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions. →