§ 403.3 Use of customers' free credit balances.
Current through Aug 17, 2026 · Read all of Part 403
Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to “broker or dealer” in § 240.15c3-2 shall include government securities brokers and dealers.