17 CFR § 40.9 Provisions Common to Registered Entities
§ 40.9 [Reserved]
Current through Aug 17, 2026 · Read all of Part 40
⚠ 3 pending changes to Part 40
- Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech FirmsProposed Rule · Commodity Futures Trading Commission
- Prediction Markets; Public Interest DeterminationsProposed Rule · Commodity Futures Trading Commission
- Event Contracts; Withdrawal of Proposed Regulatory ActionProposed Rule · Commodity Futures Trading Commission