17 CFR § 4.40 Commodity Pool Operators and Commodity Trading Advisors
§ 4.40 [Reserved]
Current through Aug 17, 2026 · Read all of Part 4
⚠ 3 pending changes to Part 4
- Form PF; Reporting Requirements for All FilersProposed Rule · Commodity Futures Trading Commission
- Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech FirmsProposed Rule · Commodity Futures Trading Commission
- Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity PoolsProposed Rule · Commodity Futures Trading Commission