17 CFR § 239.93 Forms Prescribed Under the Securities Act of 1933

§ 239.93 Form 1-U.

Current through Aug 17, 2026 · Read all of Part 239

⚠ 9 pending changes to Part 239

Regulation Crypto Assets
Proposed Rule · Securities and Exchange Commission
Proxy Solicitation Modernization
Proposed Rule · comments close Nov 20, 2026 · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission
Investment Adviser Performance-Based Compensation Modernization
Proposed Rule · comments close Dec 7, 2026 · Securities and Exchange Commission
Semiannual Reporting
Proposed Rule · Securities and Exchange Commission
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
Proposed Rule · Securities and Exchange Commission
Registered Offering Reform
Proposed Rule · Securities and Exchange Commission
Rescission of Climate-Related Disclosure Rules
Proposed Rule · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission

This form shall be used for filing current reports under Regulation A (§§ 230.251-230.263 of this chapter).

[80 FR 21918, Apr. 20, 2015]

Editorial Note: For Federal Register citations affecting Form 1-U, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.