17 CFR § 239.800 Forms Prescribed Under the Securities Act of 1933

§ 239.800 Form CB, report of sales of securities in connection with an exchange offer or a rights offering.

Current through Aug 17, 2026 · Read all of Part 239

⚠ 9 pending changes to Part 239

Regulation Crypto Assets
Proposed Rule · Securities and Exchange Commission
Proxy Solicitation Modernization
Proposed Rule · comments close Nov 20, 2026 · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission
Investment Adviser Performance-Based Compensation Modernization
Proposed Rule · comments close Dec 7, 2026 · Securities and Exchange Commission
Semiannual Reporting
Proposed Rule · Securities and Exchange Commission
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
Proposed Rule · Securities and Exchange Commission
Registered Offering Reform
Proposed Rule · Securities and Exchange Commission
Rescission of Climate-Related Disclosure Rules
Proposed Rule · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission

This Form is used to report sales of securities in connection with a rights offering in reliance upon § 230.801 of this chapter and to report sales of securities in connection with an exchange offer or business combination in reliance upon § 230.802 of this chapter.

[64 FR 61403, Nov. 10, 1999]

Editorial Note: For Federal Register citations affecting Form CB, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.