17 CFR § 239.201 Forms Prescribed Under the Securities Act of 1933

§ 239.201 Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

Current through Aug 17, 2026 · Read all of Part 239

⚠ 9 pending changes to Part 239

Regulation Crypto Assets
Proposed Rule · Securities and Exchange Commission
Proxy Solicitation Modernization
Proposed Rule · comments close Nov 20, 2026 · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission
Investment Adviser Performance-Based Compensation Modernization
Proposed Rule · comments close Dec 7, 2026 · Securities and Exchange Commission
Semiannual Reporting
Proposed Rule · Securities and Exchange Commission
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
Proposed Rule · Securities and Exchange Commission
Registered Offering Reform
Proposed Rule · Securities and Exchange Commission
Rescission of Climate-Related Disclosure Rules
Proposed Rule · Securities and Exchange Commission
Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies
Proposed Rule · comments close Dec 4, 2026 · Securities and Exchange Commission

This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).