17 CFR § 239.16 Forms Prescribed Under the Securities Act of 1933

§ 239.16 Form S-6, for unit investment trusts registered on Form N-8B-2.

Current through Aug 17, 2026 · Read all of Part 239

⚠ 9 pending changes to Part 239

This form may be used for registration under the Securities Act of 1933 of securities of any unit investment trust registered under the Investment Company Act of 1940 on Form N-8B-2 (§ 274.12 of this chapter).

Editorial Note: For Federal Register citations affecting Form S-6, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

← § 239.15A Form N-1A, registration statement of open-end management investment companies.§ 239.16b Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans. →