13 CFR § 107.430 Small Business Investment Companies

§ 107.430 Notification to SBA of transactions that may change ownership or Control.

Current through Sep 29, 2026 · Read all of Part 107

You must promptly notify SBA as soon as you have knowledge of transactions or events that may result in a transfer of Control or ownership of at least 10 percent of your capital. If there is any doubt as to whether a particular transaction or event will result in such a change, report the facts to SBA.

← § 107.420 Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.§ 107.440 Standards governing prior SBA approval for a proposed transfer of Control. →