13 CFR § 107.1640 Small Business Investment Companies

§ 107.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.

Current through Sep 29, 2026 · Read all of Part 107

The CRA and any broker, dealer and Pool or Trust assembler operating under the regulations in this part shall make all books, records and related materials associated with Debentures, Participating Securities and TCs available to SBA for review and copying purposes. Such access shall be at such party's primary place of business during normal business hours.

← § 107.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.§ 107.1700 Transfer by SBA of its interest in Licensee's Leverage security. →