12 CFR § 335.201 Securities of State Nonmember Banks and State Savings Associations

§ 335.201 Securities exempted from registration.

Current through Oct 1, 2026 · Read all of Part 335

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.

[75 FR 73949, Nov. 30, 2010]

← § 335.121 Listing standards related to audit committees.§ 335.211 Registration and reporting. →