12 CFR § 13.3 Government Securities Sales Practices

§ 13.3 Business conduct.

Current through Oct 1, 2026 · Read all of Part 13

A bank that is a government securities broker or dealer shall observe high standards of commercial honor and just and equitable principles of trade in the conduct of its business as a government securities broker or dealer.

← § 13.2 Definitions.§ 13.4 Recommendations to customers. →